0001540462-13-000001.txt : 20130311
0001540462-13-000001.hdr.sgml : 20130311
20130308204733
ACCESSION NUMBER: 0001540462-13-000001
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20130311
DATE AS OF CHANGE: 20130308
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL MEDICAL, INC.
CENTRAL INDEX KEY: 0001041024
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 383317208
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-55735
FILM NUMBER: 13679052
BUSINESS ADDRESS:
STREET 1: 30142 S WIXOM RD
CITY: WIXOM
STATE: MI
ZIP: 48393
BUSINESS PHONE: 2489609009
MAIL ADDRESS:
STREET 1: 30142 S WIXOM RD
CITY: WIXOM
STATE: MI
ZIP: 48393
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL MEDICAL TECHNOLOGIES INC
DATE OF NAME CHANGE: 20120530
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL MEDICAL, INC.
DATE OF NAME CHANGE: 20120525
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL MEDICAL TECHNOLOGIES INC
DATE OF NAME CHANGE: 19970722
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Richmond Brothers, Inc.
CENTRAL INDEX KEY: 0001540462
IRS NUMBER: 205152300
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 7415 FOXWORTH COURT
CITY: JACKSON
STATE: MI
ZIP: 49201
BUSINESS PHONE: 517-536-5000
MAIL ADDRESS:
STREET 1: 7415 FOXWORTH COURT
CITY: JACKSON
STATE: MI
ZIP: 49201
SC 13G/A
1
rmti_030813.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
ROCKWELL MEDICAL TECHNOLOGIES INC
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
774374102
(CUSIP Number)
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule
pursuant to which this Schedule is filed:
[x] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for
a reporting person's initial filing on this form with
respect to the subject class of securities, and for any
subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover
page shall not be deemed to be "filed" for the purpose of
Section 18 of the Securities Exchange Act of 1934 ("Act")
or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the
Act (however, see Instructions).
CUSIP No. 774374102
(1) Names of reporting persons
RICHMOND BROTHERS, INC.
I.R.S. Identifcation No. of above persons (entities only)
20-5152300
(2) Check the appropriate box if a member of a group
(a) [ ]
(b) [ ]
(3) SEC use only
(4) Citizenship or place of organization
MICHIGAN
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
(5) Sole voting power
0
(6) Shared voting power
0
(7) Sole dispositive power
2,903,381
(8) Shared dispositive power
0
(9) Aggregate amount beneficially owned by each reporting person:
2,903,381
(10) Check if the aggregate amount in Row (9) excludes certain shares [ ]
(11) Percent of class represented by amount in Row (9)
14%
(12) Type of reporting person
IA
CUSIP No. 774374102
Item 1(a) NAME OF ISSUER:
ROCKWELL MEDICAL TECHNOLOGIES INC
Item 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
30142 S WIXOM RD
WIXOM MI, 48393
Item 2(a) NAME OF PERSON FILING:
RICHMOND BROTHERS, INC.
Item 2(b) ADDRESS OR PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
7415 FOXWORTH COURT
JACKSON, MI 49201
Item 2(c) CITIZENSHIP:
MICHIGAN
Item 2(d) TITLE OF CLASS OF SECURITIES:
COMMON STOCK
Item 2(e) CUSIP NUMBER:
774374102
Item 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b) OR
240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
(a) [ ] Broker or dealer registered under section 15 of the Act
(15 U.S.C. 78o);
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act
(15 U.S.C. 78c);
(d) [ ] Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C 80a-8);
(e) [x] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance with
240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance with
240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of 1940
(15 U.S.C. 80a-3);
(j) [ ] A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J);
(k) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a
non-U.S.institution in accordance with 240.13d-1(b)(1)(ii)(J),
please specify the type of institution:
Item 4. OWNERSHIP
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer
identified in Item 1.
(a) Amount beneficially owned:
2,903,381
(b) Percent of class:
14%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote:0
(iii) Sole power to dispose or to direct the disposition of: 2,903,381
(iv) Shared power to dispose or to direct the disposition of: 0
Item 5. OWNERSHIP OF 5 PERCENT OR LESS OF A CLASS:
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than 5 percent of the class of securities, check the
following [ ].
Item 6. OWNERSHIP OF MORE THAN 5 PERCENT ON BEHALF OF ANOTHER PERSON:
Item 7. IDENTIFICATION AND CLASSIFICATION OF THE
SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON
BY THE PARENT HOLDING COMPANY OR CONTROL PERSON.
Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Item 9. NOTICE OF DISSOLUTION OF GROUP.
Item 10. CERTIFICATIONS.
By signing below I certify that, to the best of my
knowledge and belief, the securities referred to above
were acquired and are held in the ordinary course of
business and were not acquired and are not held for the
purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or
effect.
SIGNATURE.
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in
this statement is true, complete and correct.
MARCH 08, 2013
(Date)
RICHMOND BROTHERS, INC.
DAVID S. RICHMOND
(Signature)
DAVID S. RICHMOND, PRESIDENT
(Name/Title)